A bill to amend the Sarbanes-Oxley Act of 2002 to exclude the audits of privately held, non-carrying brokers and dealers that are in good standing from certain requirements under title I of that Act, and for other purposes.

This bill would change the Sarbanes-Oxley Act of 2002 so that certain auditing requirements would no longer apply to privately held brokers and dealers who don't hold customer funds and who are in good standing. No official summary is available for this bill.

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